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Compliance Specialist, General Insurance

  • Highly successful multi-national brokerage
  • National coverage
  • Career progression opportunities

Our client, a successful and highly respected multi-national general insurance brokerage is currently seeking an experienced compliance specialist to join their friendly team.  

The successful candidate will work closely with the senior management team and enjoy key responsibilities including: 

  • Manage the compliance program to ensure internal policies and procedure are in-line with regulatory standards and regulations
  • Provide compliance advice to the management team and broking representatives
  • Identify potential E&O’s
  • Prepare audit reports and analyse audit findings to incorporate into compliance policies and processes
  • Review all external marketing materials
  • Maintain training register and liaise with training providers
  • Manage the company’s complaints process to ensure all complaints are handled efficiently
  • Build effective working relationships with external regulators.

To be successful in securing this key role you will need a minimum of 5 years’ experience in a similar role within the general insurance industry with some auditing experience within a brokerage. Proven familiarity with; AFSL, Code of Practice, Insurance Contracts Act, statutory charges, legal requirements, developing compliance procedures, audits and keeping abreast of current regulatory requirements is essential.   

Key attributes required; well-developed communication and interpersonal skills, excellent ability to manage multiple tasks, proven analytical and problem solving skills, strong organisational skills and attention to detail and able to demonstrate high level of initiative and strong work ethic. Must be able to travel interstate and potentially overseas. Degree and/or insurance qualifications will be highly regarded.

Take a positive step in your career and apply today! Send your resume to or call Jo Limbourn for a confidential discussion on 0417 628 011.

JL Exec

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Not Specified
Work Type:
Full Time
Date Posted:
Closing Date:
JL Exec
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