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Senior Compliance Officer

  • Successful national brokerage
  • Stunning CBD office
  • Interesting and diverse role  

Our client, a successful and growing national broking group is currently seeking an experienced Senior Compliance Officer to join their team.

Key responsibilities include:

  • Develop compliance solutions for the group
  • Ensure all compliance obligations are met in line with the various legislations, codes and industry   regulations
  • Conduct and monitor procedural audits
  • Provide support and advice to senior management on compliance topics
  • Identify potential compliance vulnerabilities and assist with implementation of best practices
  • Prepare and conduct training sessions to broking staff
  • Keeping abreast of new and existing compliance issues and standards of conduct
  • Assisting with the compilation of information and report writing for board and management meetings
  • Due diligence reviews for potential acquisitions
  • Actively contribute to the success of the company by being involved in strategic planning and development of key compliance policies and procedures 

To be successful in securing this rewarding and key role you will need a minimum of four years experience in a similar role within the general insurance industry, preferably within broking. Proven familiarity with; AFSL, Code of Practice, Insurance Contracts Act, statutory charges, legal requirements, developing compliance procedures, audits and keeping abreast of current regulatory requirements is essential.

Key attributes required:

  • Well-developed communication and interpersonal skills
  • Excellent ability to manage multiple tasks
  • Proven analytical and problem solving skills
  • Strong organisational skills and attention to detail
  • Able to demonstrate high level of initiative and strong work ethic
  • Degree and/or insurance qualifications will be highly regarded

Take a positive step in your career and apply today! Send your resume to or call Jo Limbourn on (02) 9399 5690 or 0417 628 011 for a confidential discussion.

JL Exec

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Not Specified
Work Type:
Full Time
Date Posted:
Closing Date:
JL Exec
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